Securities Litigation, Arbitration, and Regulatory Proceedings
We also represent claimants and respondents in arbitration cases between investors and brokerage firms in disputes involving claims of suitability, churning, unauthorized trading and other types of investment fraud.
Finally, we defend registered representatives and other securities’ professionals in administrative investigations and proceedings. Our experience includes defending clients before the Arizona Securities Division, FINRA, the New York Stock Exchange, and the Securities and Exchange Commission.
You Want to Terminate an Employee
You Are Being Sued
You Need an Employee Contract Reviewed
You Have to Classify an Employee
If you need any helps, please feel free to contact us. We will get back to you with 1 business day. Or if in hurry, just call us now.
mon-fri 09:00 – 05:00